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NWAM, LLC

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Company Details

Legal Name: NWAM, LLC
Jurisdiction: WASHINGTON
Entity Type: WA LIMITED LIABILITY COMPANY
Category: DOMESTIC ENTITY
Status: Active
Formation/ Registration Date: July 30th 2008
Expiration date: 31 Jul 2026
UBI Number: 602 852 449
ZIP code: 98040
City: Mercer Island
County: KING
Home State: WASHINGTON
Principal Office Street Address: Google Maps Logo 2835 82ND AVE SE, SUITE 100, MERCER ISLAND, WA, 98040-3055, UNITED STATES

Contact Details

E-Mail: NELLY.MUBASHI@NWASSET.COM
Phone Number: +1 206-838-3686

Nature of Business

Professional, Scientific & Technical Services

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Registered Agent Information

Name Role Address
GREGORY A. HEADRICK Registered Agent 2835 82ND AVE SE STE 100, MERCER ISLAND, WA, 98040-3055, UNITED STATES

Key Officers & Management

Name Role
NW HOLDINGS GROUP, INC. Governing Person

Links between entities

Type:
Headquarter of
Company Number:
4599562
State:
IDAHO
IDAHO profile:
NWAM, LLC (ID)
Type:
Headquarter of
Company Number:
1167678
State:
KENTUCKY
KENTUCKY profile:
NWAM, LLC (KY)
Type:
Headquarter of
Company Number:
M21000002917
State:
FLORIDA
FLORIDA profile:
NWAM, LLC (FL)

Central Index Key

CIK number:
0001655006
Phone:
(206)838-3680
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
13F-HR
File number:
028-17002
Filing date:
2025-05-05
File:
View File
Form type:
13F-HR
File number:
028-17002
Filing date:
2025-02-05
File:
View File
Form type:
13F-HR
File number:
028-17002
Filing date:
2024-11-12
File:
View File

Form 5500 Series

Employer Identification Number (EIN):
263111449
Plan Year:
2023
Number Of Participants:
50
Sponsor's telephone number:
2067925880
File:
View File
Plan Administrator / Signatory:
NELLY MUBASHI(Plan administrator)
Plan Year:
2022
Number Of Participants:
45
Sponsor's telephone number:
2067925880
File:
View File
Plan Administrator / Signatory:
NELLY MUBASHI(Plan administrator)
Plan Year:
2021
Number Of Participants:
38
Sponsor's telephone number:
2067925880
File:
View File
Plan Administrator / Signatory:
NELLY MUBASHI(Plan administrator)

Paycheck Protection Program

Jobs Reported:
27
Initial Approval Amount:
$373,000
Date Approved:
2020-04-05
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$373,000
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$375,299.32
Servicing Lender:
Live Oak Banking Company
Use of Proceeds:
Payroll: $373,000

Trademarks

Serial Number:
86725965
Mark:
YOUR PRACTICE, YOUR WAY
Status:
A Sections 8 and 15 combined declaration has been accepted and acknowl...
Mark Type:
Service Mark
Application Filing Date:
2015-08-14
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
YOUR PRACTICE, YOUR WAY
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Business management consulting for investment adviser professionals; compliance monitoring for investment adviser professionals to ensure compliance with federa...
First Use:
2015-02-10
International Classes:
035 - Primary Class
Class Status:
ACTIVE
For:
Investment advisory services; financial portfolio management
First Use:
2015-02-10
International Classes:
036 - Primary Class
Class Status:
ACTIVE
For:
Computer software consulting in fields of investment adviser services management and reporting, digital telephone systems, investment adviser tools, secure and ...
First Use:
2015-02-10
International Classes:
042 - Primary Class
Class Status:
ACTIVE
Serial Number:
86725962
Mark:
RIA INNOVATIONS
Status:
A Sections 8 and 15 combined declaration has been accepted and acknowl...
Mark Type:
Service Mark
Application Filing Date:
2015-08-14
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
RIA INNOVATIONS
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Business management consulting for investment adviser professionals; compliance monitoring for investment adviser professionals to ensure compliance with federa...
First Use:
2015-02-10
International Classes:
035 - Primary Class
Class Status:
ACTIVE
For:
Investment advisory services; financial portfolio management
First Use:
2015-02-10
International Classes:
036 - Primary Class
Class Status:
ACTIVE
For:
Computer software consulting in fields of investment adviser services management and reporting, digital telephone systems, investment adviser tools, secure and ...
First Use:
2015-02-10
International Classes:
042 - Primary Class
Class Status:
ACTIVE
Serial Number:
86091636
Mark:
WE PUT YOUR INTERESTS AHEAD OF OUR OWN.
Status:
The registration has been renewed.
Mark Type:
Service Mark
Application Filing Date:
2013-10-15
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
WE PUT YOUR INTERESTS AHEAD OF OUR OWN.
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Investment advisory services
First Use:
2013-09-01
International Classes:
036 - Primary Class
Class Status:
ACTIVE

Labor Condition Applications

Case Number:
I-200-12353-852173
Program:
H-1B
Job Title:
STAFF ACCOUNTANT
SOC (ONET/OES) code:
13-2011
SOC (ONET/OES) occupation title:
Accountants and Auditors
Begin Date:
2013-01-02
End Date:
2016-01-01

Employment and Wage Information

Address:
MERCER ISLAND, WA
Wage Rate Paid to Nonimmigrant Workers:
$60,000
Per:
Year
Prevailing Wage Rate:
$59,738
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