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NATIONAL SECURITIES CORPORATION

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Company Details

Legal Name: NATIONAL SECURITIES CORPORATION
Jurisdiction: WASHINGTON
Entity Type: WA PROFIT CORPORATION
Category: DOMESTIC ENTITY
Status: Active
Formation/ Registration Date: January 6th 1947
Expiration date: 31 Jan 2026
Branch of: NATIONAL SECURITIES CORPORATION, FLORIDA (Company Number 112887)
UBI Number: 178 077 585
Home State: FLORIDA
Principal Office Street Address: Google Maps Logo 5000 T-REX AVENUE, SUITE 300, BOCA RATON, FL, 33431, UNITED STATES

Contact Details

E-Mail: CLS-CTARMSEVIDENCE@WOLTERSKLUWER.COM

Nature of Business

Other Services, FULL-SERVICE INVESTMENT BANKING AND ASSET MANAGEMENT FIRM

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Registered Agent Information

Name Role
C T CORPORATION SYSTEM Registered Agent

Key Officers & Management

Name Role
FRED KNOPF Governing Person
JOHN DESENA Governing Person
DANIEL ORTEGA Governing Person
MARY SWAIN Governing Person
MICHAEL MULLEN Governing Person
JOHN KOENIGSBERG Governing Person

Links between entities

Type:
Headquarter of
Company Number:
3941468
State:
NEW YORK
NEW YORK profile:
NATIONAL SECURITIES CORPORATION (NY)
Type:
Headquarter of
Company Number:
1103486
State:
NEW YORK
NEW YORK profile:
NATIONAL SECURITIES CORPORATION (NY)
Type:
Headquarter of
Company Number:
1924717
State:
NEW YORK
NEW YORK profile:
NATIONAL SECURITIES CORPORATION (NY)
Type:
Headquarter of
Company Number:
57171F
State:
ALASKA
ALASKA profile:
NATIONAL SECURITIES CORPORATION (AK)
Type:
Headquarter of
Company Number:
0526925
State:
CONNECTICUT
CONNECTICUT profile:
NATIONAL SECURITIES CORPORATION (CT)
Type:
Headquarter of
Company Number:
290601
State:
IDAHO
IDAHO profile:
NATIONAL SECURITIES CORPORATION (ID)
Type:
Headquarter of
Company Number:
619446
State:
IDAHO
IDAHO profile:
NATIONAL SECURITIES CORPORATION (ID)
Type:
Headquarter of
Company Number:
0761233
State:
KENTUCKY
KENTUCKY profile:
NATIONAL SECURITIES CORPORATION (KY)
Type:
Headquarter of
Company Number:
CORP_55243093
State:
ILLINOIS
ILLINOIS profile:
NATIONAL SECURITIES CORPORATION (IL)
Type:
Headquarter of
Company Number:
b6afac89-add4-e011-a886-001ec94ffe7f
State:
MINNESOTA
MINNESOTA profile:
NATIONAL SECURITIES CORPORATION (MN)
Type:
Headquarter of
Company Number:
000087156
State:
RHODE ISLAND
RHODE ISLAND profile:
NATIONAL SECURITIES CORPORATION (RI)

Central Index Key

CIK number:
0000070517
Phone:
561-981-1003
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
X-17A-5
File number:
008-00164
Filing date:
2022-03-17
File:
View File
Form type:
X-17A-5
File number:
008-00164
Filing date:
2021-12-27
File:
View File
Form type:
X-17A-5
File number:
008-00164
Filing date:
2020-12-21
File:
View File

History

Type Old value New value Date of change
Name change REGAL SECURITIES CORP NATIONAL SECURITIES CORPORATION 2019-01-23
Name change NATIONAL SECURITIES CORPORATION REGAL SECURITIES CORP 2019-01-02

Trademarks

Serial Number:
76095843
Mark:
LET'S MAKE THIS EASY
Status:
Abandoned because the applicant failed to respond or filed a late resp...
Mark Type:
Service Mark
Application Filing Date:
2000-07-25
Mark Drawing Type:
1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Mark Literal Elements:
LET'S MAKE THIS EASY
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Providing, via a global communications network, investment brokerage and financial market services, namely, providing securities brokerage account services feat...
International Classes:
036 - Primary Class
Class Status:
ACTIVE
Serial Number:
76095817
Mark:
NSC DIRECT
Status:
Abandoned because the applicant failed to respond or filed a late resp...
Mark Type:
Service Mark
Application Filing Date:
2000-07-25
Mark Drawing Type:
3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Mark Literal Elements:
NSC DIRECT
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Providing, via a global communications network, investment brokerage and financial market services, namely, providing securities brokerage account services feat...
International Classes:
036 - Primary Class
Class Status:
ACTIVE

Labor Condition Applications

Case Number:
I-200-16356-761442
Program:
H-1B
Job Title:
STOCK BROKER
SOC (ONET/OES) code:
41-3031
SOC (ONET/OES) occupation title:
SECURITIES, COMMODITIES, AND FINANCIAL SERVICES
Begin Date:
2016-12-30
End Date:
2019-12-29

Employment and Wage Information

Address:
NEW YORK, NEW YORK, NY, 10004
Wage Rate Paid to Nonimmigrant Workers:
$29.46
Per:
Hour
Prevailing Wage Rate:
$29.46
Case Number:
I-200-15103-086907
Program:
H-1B
Job Title:
INVESTMENT SPECIALIST
SOC (ONET/OES) code:
13-2051
SOC (ONET/OES) occupation title:
FINANCIAL ANALYSTS
Begin Date:
2015-07-10
End Date:
2018-07-09

Employment and Wage Information

Address:
NEW YOKR, NEW YORK, NY, 10004
Wage Rate Paid to Nonimmigrant Workers:
$75,000
Per:
Year
Prevailing Wage Rate:
$66,019
Case Number:
I-203-14281-281032
Program:
E-3 Australian
Job Title:
SECURITIES BROKER
SOC (ONET/OES) code:
41-3031
SOC (ONET/OES) occupation title:
SECURITIES, COMMODITIES, AND FINANCIAL SERVICES
Begin Date:
2014-12-09
End Date:
2016-12-08

Employment and Wage Information

Address:
NEW YORK, NEW YORK, NY, 10004
Wage Rate Paid to Nonimmigrant Workers:
$64,459
Per:
Year
Prevailing Wage Rate:
$64,459
Case Number:
I-200-13072-898515
Program:
H-1B
Job Title:
STOCK BROKER
SOC (ONET/OES) code:
41-3031
SOC (ONET/OES) occupation title:
Securities, Commodities, and Financial Services Sa
Begin Date:
2013-09-11
End Date:
2016-09-10

Employment and Wage Information

Address:
NEW YORK, NY
Wage Rate Paid to Nonimmigrant Workers:
$26.35
Per:
Hour
Prevailing Wage Rate:
$26.35
Case Number:
I-200-13074-303589
Program:
H-1B
Job Title:
STOCK BROKER
SOC (ONET/OES) code:
41-3031
SOC (ONET/OES) occupation title:
Securities, Commodities, and Financial Services Sa
Begin Date:
2013-09-11
End Date:
2016-09-10

Employment and Wage Information

Address:
MELVILLE, NY
Wage Rate Paid to Nonimmigrant Workers:
$19.05
Per:
Hour
Prevailing Wage Rate:
$19.05

Related by address

5000 T-REX AVENUE, SUITE 300, BOCA RATON, FL, 33431, UNITED STATES

B. RILEY WEALTH ADVISORS, INC.
WA PROFIT CORPORATION - Active
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