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  5. KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

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Company Details

Legal Name: KMS FINANCIAL SERVICES, INC.
Jurisdiction: WASHINGTON
Entity Type: WA PROFIT CORPORATION
Category: DOMESTIC ENTITY
Status: Merged
Formation/ Registration Date: November 21st 1969
Date of Dissolution: November 6th 2020
Expiration date: 30 Nov 2020
UBI Number: 600 011 712
ZIP code: 98121
City: Seattle
County: KING
Home State: WASHINGTON
Principal Office Street Address: Google Maps Logo 2001 6TH AVE, SUITE 2801, SEATTLE, WA, 98121-2855, UNITED STATES

Contact Details

E-Mail: ANNUALREPORTS@CSCINFO.COM

Nature of Business

BROKER DEALER

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Registered Agent Information

Name Role Address
CORPORATION SERVICE COMPANY Registered Agent 300 DESCHUTES WAY SW STE 208 MC-CSC1, TUMWATER, WA, 98501, UNITED STATES

Key Officers & Management

Name Role
CASEY DOUGHERTY Governing Person
AILEEN G KROHN Governing Person
BRUCE JOE KING Governing Person
TRACY FORSYTHE Governing Person
JOSEPH GIOVANNIELLO Governing Person
ERIC WESTBERG Governing Person
BRETT KAUFMANN Governing Person
ADAM MALAMED Governing Person
DEANNA ARNOLD-FRADY Governing Person
MARK ZELLERHOFF Governing Person

Links between entities

Type:
Headquarter of
Company Number:
000-937-357
State:
ALABAMA
ALABAMA profile:
KMS FINANCIAL SERVICES, INC. (AL)
Type:
Headquarter of
Company Number:
1023465
State:
NEW YORK
NEW YORK profile:
KMS FINANCIAL SERVICES, INC. (NY)
Type:
Headquarter of
Company Number:
3507500
State:
NEW YORK
NEW YORK profile:
KMS FINANCIAL SERVICES, INC. (NY)
Type:
Headquarter of
Company Number:
CORP_54606753
State:
ILLINOIS
ILLINOIS profile:
KMS FINANCIAL SERVICES, INC. (IL)
Type:
Headquarter of
Company Number:
cf9453ba-92d4-e011-a886-001ec94ffe7f
State:
MINNESOTA
MINNESOTA profile:
KMS FINANCIAL SERVICES, INC. (MN)

Central Index Key

CIK number:
0000056355
Phone:
206-441-2885 X 2
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
X-17A-5
File number:
008-15433
Filing date:
2020-03-02
File:
View File
Form type:
X-17A-5
File number:
008-15433
Filing date:
2019-03-01
File:
View File
Form type:
X-17A-5
File number:
008-15433
Filing date:
2018-06-25
File:
View File

Form 5500 Series

Employer Identification Number (EIN):
910850651
Plan Year:
2017
Number Of Participants:
78
Plan Name:
401(K)
Sponsor's telephone number:
2064412885
File:
View File
Plan Administrator / Signatory:
ERIC WESTBERG(Plan administrator) ERIC WESTBERG(Employer/plan sponsor)
Plan Year:
2016
Number Of Participants:
65
Plan Name:
401(K)
Sponsor's telephone number:
2064412885
File:
View File
Plan Administrator / Signatory:
ERIC WESTBERG(Plan administrator) ERIC WESTBERG(Employer/plan sponsor)
Plan Year:
2015
Number Of Participants:
52
Plan Name:
401(K)
Sponsor's telephone number:
2064412885
File:
View File
Plan Administrator / Signatory:
ERIC WESTBERG(Plan administrator) ERIC S. WESTBERG(Employer/plan sponsor)
Plan Year:
2014
Number Of Participants:
51
Plan Name:
401(K)
Sponsor's telephone number:
2064412885
File:
View File
Plan Administrator / Signatory:
ERIC WESTBERG(Plan administrator) ERIC WESTBERG(Employer/plan sponsor)
Plan Year:
2013
Number Of Participants:
44
Plan Name:
401(K)
Sponsor's telephone number:
2064412885
File:
View File
Plan Administrator / Signatory:
ERIC WESTBERG(Plan administrator) ERIC WESTBERG(Employer/plan sponsor)

Court Cases

Filing Date:
2017-03-23
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Other Contract Actions
Parties:
KREIG, - Plaintiff
KMS FINANCIAL SERVICES, INC. - Defendant

Labor Condition Applications

Case Number:
I-200-17234-958405
Program:
H-1B
Job Title:
SOFTWARE DEVELOPER
SOC (ONET/OES) code:
15-1132
SOC (ONET/OES) occupation title:
SOFTWARE DEVELOPERS, APPLICATIONS
Begin Date:
2017-10-01
End Date:
2020-09-30

Employment and Wage Information

Address:
SEATTLE, KING, WA, 98121
Wage Rate Paid to Nonimmigrant Workers:
$100,115
Per:
Year
Prevailing Wage Rate:
$100,115
Case Number:
I-200-14184-526288
Program:
H-1B
Job Title:
SOFTWARE DEVELOPER
SOC (ONET/OES) code:
15-1132
SOC (ONET/OES) occupation title:
Software Developers, Applications
Begin Date:
2014-10-01
End Date:
2017-09-30

Employment and Wage Information

Address:
SEATTLE, WA
Wage Rate Paid to Nonimmigrant Workers:
$81,500
Per:
Year
Prevailing Wage Rate:
$81,432
Case Number:
I-200-11109-382319
Program:
H-1B
Job Title:
COMPUTER PROGRAMMER
SOC (ONET/OES) code:
15-1021.00
SOC (ONET/OES) occupation title:
Computer Programmers
Begin Date:
2011-11-01
End Date:
2014-10-31

Employment and Wage Information

Address:
SEATTLE, WA
Wage Rate Paid to Nonimmigrant Workers:
$65,000
Per:
Year
Prevailing Wage Rate:
$64,979
Case Number:
I-200-11116-661828
Program:
H-1B
Job Title:
COMPUTER PROGRAMMER
SOC (ONET/OES) code:
15-1021.00
SOC (ONET/OES) occupation title:
Computer Programmers
Begin Date:
2011-10-01
End Date:
2014-09-30

Employment and Wage Information

Address:
SEATTLE, WA
Wage Rate Paid to Nonimmigrant Workers:
$65,000
Per:
Year
Prevailing Wage Rate:
$64,979
Case Number:
I-200-11090-151690
Program:
H-1B
Job Title:
COMPUTER PROGRAMMER
SOC (ONET/OES) code:
15-1021.00
SOC (ONET/OES) occupation title:
Computer Programmers
Begin Date:
2011-06-16
End Date:
2014-06-15

Employment and Wage Information

Address:
SEATTLE, WA
Wage Rate Paid to Nonimmigrant Workers:
$65,000
Per:
Year
Prevailing Wage Rate:
$64,979
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