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  5. EMPIRICAL FINANCIAL SERVICES, LLC

EMPIRICAL FINANCIAL SERVICES, LLC

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Company Details

Legal Name: EMPIRICAL FINANCIAL SERVICES, LLC
Jurisdiction: WASHINGTON
Entity Type: WA LIMITED LIABILITY COMPANY
Category: DOMESTIC ENTITY
Status: Active
Formation/ Registration Date: December 3rd 2009
Expiration date: 31 Dec 2025
UBI Number: 602 973 427
ZIP code: 98101
City: Seattle
County: KING
Home State: WASHINGTON
Principal Office Street Address: Google Maps Logo 1420 5TH AVE STE 3150, SEATTLE, WA, 98101-2387, UNITED STATES

Contact Details

E-Mail: MANAGEDREPORTS@INCORP.COM
Phone Number: +1 206-923-3474

Nature of Business

Other Services, FINANCIAL SERVICES AND WEALTH MANAGEMENT

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Registered Agent Information

Name Role
INCORP SERVICES, INC. Registered Agent

Key Officers & Management

Name Role Address
ETHAN BROGA Governing Person -
LORNE ENQUIST Governing Person -
KENNETH SMITH Governing Person -
MICHAEL KELLY Governing Person -
* G & D INC EXECUTOR 2801 ALASKAN WAY STE 300, SEATTLE, WA, 98121-1128, UNITED STATES

Links between entities

Type:
Headquarter of
Company Number:
10008930
State:
ALASKA
ALASKA profile:
EMPIRICAL FINANCIAL SERVICES, LLC (AK)

Form 5500 Series

Employer Identification Number (EIN):
272114998
Plan Year:
2024
Number Of Participants:
83
Plan Name:
401(K)
Sponsor's telephone number:
2069233474
File:
View File
Plan Administrator / Signatory:
LORNE ENQUIST(Plan administrator)
Plan Year:
2023
Number Of Participants:
70
Plan Name:
401(K)
Sponsor's DBA Name:
EMPIRICAL WEALTH MANAGEMENT
Sponsor's telephone number:
2069233474
File:
View File
Plan Administrator / Signatory:
LORNE ENQUIST(Plan administrator) LORNE ENQUIST(Employer/plan sponsor)
Plan Year:
2022
Number Of Participants:
60
Plan Name:
401(K)
Sponsor's DBA Name:
EMPIRICAL WEALTH MANAGEMENT
Sponsor's telephone number:
2069233474
File:
View File
Plan Administrator / Signatory:
LORNE ENQUIST(Plan administrator)
Plan Year:
2021
Number Of Participants:
44
Plan Name:
401(K)
Sponsor's DBA Name:
EMPIRICAL WEALTH MANAGEMENT
Sponsor's telephone number:
2069233474
File:
View File
Plan Administrator / Signatory:
LORNE ENQUIST(Plan administrator)
Plan Year:
2020
Number Of Participants:
36
Plan Name:
401(K)
Sponsor's DBA Name:
EMPIRICAL WEALTH MANAGEMENT
Sponsor's telephone number:
2069233474
File:
View File
Plan Administrator / Signatory:
LORNE ENQUIST(Plan administrator)

Paycheck Protection Program

Jobs Reported:
27
Initial Approval Amount:
$487,217
Date Approved:
2020-04-28
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$487,217
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$491,621.98
Servicing Lender:
Bank of America, National Association
Use of Proceeds:
Payroll: $487,217

Trademarks

Serial Number:
85478892
Mark:
EMPIRICAL
Status:
Abandoned after an inter partes decision by the Trademark Trial and Ap...
Mark Type:
Service Mark
Application Filing Date:
2011-11-22
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
EMPIRICAL
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Capital investment consulting; Capital investment services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, ...
First Use:
2006-06-30
International Classes:
036 - Primary Class
Class Status:
ABANDONED
Serial Number:
85470940
Mark:
EMPIRICAL TARGETED PREMIUM PORTFOLIOS
Status:
Abandoned because the applicant failed to respond or filed a late resp...
Mark Type:
Service Mark
Application Filing Date:
2011-11-11
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
EMPIRICAL TARGETED PREMIUM PORTFOLIOS
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Capital investment consulting; Capital investment services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, ...
First Use:
2013-04-23
International Classes:
036 - Primary Class
Class Status:
ACTIVE
Serial Number:
85470936
Mark:
EMPIRICAL TARGETED RISK REBALANCING
Status:
Abandoned because no Statement of Use or Extension Request timely file...
Mark Type:
Service Mark
Application Filing Date:
2011-11-11
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
EMPIRICAL TARGETED RISK REBALANCING
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Capital investment consulting; Capital investment services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, ...
International Classes:
036 - Primary Class
Class Status:
ACTIVE
Serial Number:
85411949
Mark:
EMPIRICAL WEALTH MANAGEMENT
Status:
Abandoned after an inter partes decision by the Trademark Trial and Ap...
Mark Type:
Service Mark
Application Filing Date:
2011-08-31
Mark Drawing Type:
3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Mark Literal Elements:
EMPIRICAL WEALTH MANAGEMENT
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Capital investment consulting; Capital investment services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, ...
International Classes:
036 - Primary Class
Class Status:
ABANDONED
Serial Number:
85411938
Mark:
EMPIRICAL INVESTING RADIO
Status:
Registration cancelled because registrant did not file an acceptable d...
Mark Type:
Service Mark
Application Filing Date:
2011-08-31
Mark Drawing Type:
3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Mark Literal Elements:
EMPIRICAL INVESTING RADIO
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Educational services, namely, providing a radio program via a global computer network and classes in the fields of financial investing techniques
First Use:
2011-08-31
International Classes:
041 - Primary Class
Class Status:
SECTION 8 - CANCELLED

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